IIA IIA-CFSA-INS actual dump : Certified Financial Services Auditor - Insurance

IIA-CFSA-INS
  • Exam Code: IIA-CFSA-INS
  • Exam Name: Certified Financial Services Auditor - Insurance
  • Updated: Sep 28, 2026
  • Q & A: 0 Questions and Answers

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IIA IIA-CFSA-INS Exam Syllabus Topics:

SectionWeightObjectives
Financial Services Auditing25-35%- Financial Services Risk Framework
  • 1. Audit planning and execution
  • 2. Risk assessment methodologies
  • 3. Enterprise risk management
- IIA International Professional Practices Framework
  • 1. Code of Ethics
  • 2. Risk-based auditing
  • 3. Governance and internal control
  • 4. International Standards for the Professional Practice of Internal Auditing
Auditing Financial Services Products25-35%- Product Risks and Controls
  • 1. Product compliance requirements
  • 2. Pricing and reserving risks
  • 3. Underwriting risks
- Insurance Products
  • 1. Health insurance products
  • 2. Life insurance products
  • 3. Reinsurance arrangements
  • 4. Property and casualty insurance
Auditing Financial Services Processes25-35%- Core Insurance Processes
  • 1. Underwriting operations
  • 2. Policy administration
  • 3. Actuarial processes
  • 4. Claims management
- Operational and Financial Processes
  • 1. Information technology controls
  • 2. Business continuity management
  • 3. Fraud prevention and detection
  • 4. Financial reporting
The Regulatory Environment10-20%- Insurance Regulation
  • 1. Insurance regulatory frameworks
  • 2. Anti-money laundering requirements
  • 3. Consumer protection regulations
  • 4. Solvency and capital requirements
Insurance Discipline20%- Insurance Products
  • 1. Life insurance
  • 2. Reinsurance
  • 3. Property and casualty insurance
  • 4. Health insurance
- Insurance Processes
  • 1. Claims processing
  • 2. Underwriting
  • 3. Actuarial functions
  • 4. Risk management
- Insurance Regulatory Environment
  • 1. Insurance laws and regulations
  • 2. Regulatory reporting
  • 3. Capital adequacy requirements

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